Results and certification

Reporting and amending vocational achievement

It's your responsibility to report your learners' achievement in internally assessed units and external assessment (where appropriate), and to report success to us for interim or final certification. You can find further guidance in the specification.

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You should report your learners’ success to us via SRF, EDI or Edexcel Online:

  • at the end of each year/stage of the programme – by 5 July for programmes following a normal academic year, or as soon as possible after that, even where learners are retaking assessments or tests. This is especially important for UCAS applicants – see ‘Reporting success to UCAS’ below.
  • immediately after completion for non-academic year programmes
  • when a learner is transferring to another programme/centre
  • when a learner is withdrawing from the programme, even where no success has been achieved. This is especially important for UCAS applicants. (If the registration has already been deleted, you don’t need to report it.)

You need to report the following unit grades for each of your learners:

P – Pass (completed/achieved, where units are not graded)
M – Merit
D – Distinction
U – Unclassified (completed but not achieved – First and National qualifications only)
T – Transferred credit

There’s no need to report failed or referred grades.

The overall qualification grade is calculated automatically from the unit grades you’ve reported – there’s no need to supply any further information.

The only exception to this are the BTEC Level 3 and 4 Foundation Diplomas in Art & Design, where you’ll need to report the overall grade through EOL, EDI or by the Student Report Form (SRF).

You can find full details in the specification for each programme.

For programmes following the academic year, we’ll issue awards by 15 August if we’ve received your results by 5 July, unless there is a query over the result or your centre are deferred.

Certificate deferrals occur where we haven’t received a standards verifier or external examiner report, or where a centre or learners at the centre have been blocked for certification.

Certificates and results for success reported after 5 July may be issued after 15 August.

Each year we work with UCAS to identify BTEC Level 3-5 learners who’ve applied for entry to higher education courses. We’ll issue red UCAS Student Report Forms (SRFs) for these learners in May so that you can prioritise them.

Throughout July and August, we send UCAS confirmation of achievements for 'matched' learners so that Higher Education Institutions (HEIs) have the latest information on each applicant.

Where we can't match learners (e.g. because of incorrect spellings or centre details) we can still inform UCAS of these learners’ achievements if you email your Account Specialist the learner’s UCAS Personal ID number and UCAS Scheme Code.

Please report results to us by 5 July so that we can inform UCAS in time. If we receive your results after 5 July but before 31 July, we’ll make every effort to confirm the results to UCAS.

If you’re reporting results by EDIFACT EDI, please send a file earlier in July for your UCAS learners only, rather than including these learners in a larger file later in July.

How to report achievement to us

There are three ways you can report success. Click on the tabs below to find out more about each:

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Edexcel Online is a web-based service designed to make the administration of learner information easier, faster and more accessible.

If you're familiar with the student report form (SRF), the information you need to submit when reporting unit grades and/or making award claims online is the same.

The guides below show you how to report your learner's grades.

How-to guides
How to make individual claims

How to claim interim and full certification on Edexcel Online:

Watch the video

How to use the bulk grade upload facility

How to make bulk claims for interim and full certification on Edexcel Online:

Watch the video

Download the user guide

Once you've entered the claims, please give your learners a copy of the Edexcel Online confirmation report so that they have early evidence of their success.

Claim type When to make this type of claim
Full Award

You should only claim a full award where a learner has completed all the required units and is eligible for the full qualification. For nationally accredited programmes, you can order a programme definition to check eligibility requirements.

 

Where a learner has not met the eligibility requirements for a full award claim, we’ll notify you by sending you a 'form query' (see 'form queries' below).

Interim Where a learner has not completed all of the requirements for the qualification, you should claim an ‘Interim’ certificate. When you make an interim claim, a Notification of Performance/Certificate of Unit Credit will be issued for learners on full programmes, and the registration will remain open.
Fallback

Fallback claims are for learners who don’t intend to complete the programme. When you make a fallback claim, we’ll issue a Certificate of Achievement or fallback Certificate of Unit Credit and close the learner’s registration - so you should only make this claim where you’re sure that the learner won’t be returning to continue the qualification at a later date.

 

The Certificate of Achievement or fallback Certificate of Unit Credit lists the units that have been successfully achieved, but does not state the title of the original programme of registration.  

Units for which your centre has approval, but which are outside the registered programme, may be added and will be certified on the Notification of Performance. To add these units, enter the unit code (up to five digits followed by a letter) into the ‘Add Unit’ field.

If you want the unit to count towards the overall qualification, it may be possible to request this through the 'Meeting Local Needs' (MLN) process. You may also add units to an individual unit (I type) registration. We’ll charge a fee and issue an invoice for this.

Find out more about MLN

Find out more about individual registrations

The date (MM/YY) when the programme was fully completed. This will appear on the final award document.

For advice on submitting claims where the award date was more than six months ago, please email your account specialist.

Awards can’t be post-dated. We will print the award issue date as well as the award date on the final certificate.

Tick this box if the learner has withdrawn from the programme, or where they’re transferring to another centre and you don’t need an updated SRF. This will put the registration on hold, but won’t close it permanently. We’ll issue a Notification of Performance for any units reported.

If we can't process a learner's reported success because of missing or incorrect information, or if an award has been withheld due to ineligibility, we'll send you a 'form query' through Edexcel Online. An automatic email will be sent to your centre’s examinations officer to let you know that a query has been issued.

You can access open queries on Edexcel Online by selecting the ‘BTEC’ qualification and then ‘Form Queries’ from the left-hand menu. The query will specify the problem and request additional information or documentation so that we can process the claim and issue certification.

Please respond to any open queries immediately using the query reply option on Edexcel Online to avoid any delay in the issue of a final award. We'll check the progress of any queries to ensure that outstanding problems are resolved.

Before you send us your EDI results files, please ensure they contain all the required centre, programme and learner details. Results files should include the appropriate header and footer lines – one results header per learner and multiple module/unit grade lines for each learner.

The learner results header must include registration number, centre number and programme number, together with the appropriate award application, award date, fallback claim and withdrawal indicator.

When we receive a results file (.era file), we’ll process the learner details and send you an email acknowledgement telling you how many learners were processed and how many rejected.

(If we need to take any remedial action, this may include reprocessing all or part of the file. This will generate a new email acknowledgement.)

We'll send BTEC results acknowledgements (.ere files) weekly for all learners whose results were reported by EDI during the previous week.

EDIFACT results acknowledgement files contain confirmation of all unit outcomes reported and the overall grade achieved, where applicable. You can download these files into your system to record the overall result your learners have achieved.

It’s not possible to submit unit results or claim awards using JCQ. You’ll need to use Edexcel Online to report achievement instead.

Once you've entered the claims, please give your learners a confirmation of their achievement so that they have early evidence of their success.

When you register your learners, we'll send you a Student Report Form (SRF) for each one which you can use to report their achievement to us.

If you do not report results via SRFs, you can opt out from receiving them by emailing your account specialist.

The completion guide below should help you to report results and claim certification using the SRF.

 
 
 

When you register your learners, we'll send you a Student Report Form (SRF) for each one which you can use to report their achievement to us.

The completion guide below should help you to report results and claim certification using the SRF.

(Student Name, Date of Birth, Study Mode, Centre Reference)

You can’t amend the information that’s been pre-printed on the SRF. If you need to change any of the printed personal data, please email your account specialist before the SRF is submitted for processing.

You can’t amend the Programme Number, Title or Level on the SRF. To amend programme details, you’ll need to transfer the learner to the new programme.  

In the column headed ‘old’, we’ve printed the grade that we have on record for each unit. Where ‘*’ is printed in this column, no grade has previously been reported for this particular unit.

In the column headed ‘Unit Grade New’, make a mark like this [-] to indicate the unit completed and grade obtained. Only one new grade is allowed per unit. To cancel an entry made in error, please mark a
[-] in the ‘V’ (void) box.

If you make an error when entering a unit grade, you’ll need to email your account specialist to request a new SRF for that learner.

IVA units are reported separately from the internally assessed units using the numeric scores. IVA units are therefore not printed on the SRF. Point scores on these units can only be reported on the IVA Centre Points Sheet, which is issued separately. 

If the learner has studied a different combination of units from those for which they were initially registered, enter the appropriate letter for the combination of units that the learner has studied. Please refer to the programme definition for details of the approved combinations. 

If the learner has completed the qualification printed in the ‘Programme Title and Level’ box on the SRF and is eligible to be awarded this qualification, enter a tick in the YES box; otherwise enter a tick in the NO box.

For learners registered on individual units, only enter ‘3’ in the YES box if the learner has completed all the units.  

If the learner is not completing the programme and the completion date listed on the SRF has changed, enter the new completion date in this box – for example, 07/13.

A correct completion date is particularly important on NQF programmes, as it determines when assessment will be needed on externally assessed units.  

If the learner has not achieved the qualification, but has achieved some units and won’t be completing further units in the future, enter ‘3’ to claim a fallback certificate of unit achievement/credit. This will close the registration. 

For Level 3 and Level 4 Diplomas in Art and Design, enter the overall grade achieved: ‘P’ (pass), ‘M’ (merit) or ‘D’ (distinction).

For all other BTEC programmes, leave this box blank, as overall results will be automatically calculated.  

Enter ‘Y’ if a learner has withdrawn from the programme and no further SRF is required. 

Sign and date each SRF, as we can’t accept unsigned SRFs.

 

When you have completed the SRF:

  • send us the top white copy
  • keep the yellow copy for your own records
  • give the pink copy to the learner. 

Upgrading and amending reported achievement

Learners’ performance on BTEC Level 2-5 programmes may be upgraded at any time while the registration is still valid, before an award has been issued. Please report your revised recommendations using Edexcel Online or EDI, quoting:

  • learner registration number
  • learner name
  • unit code
  • unit grade
  • award claimed (where appropriate).

We’ll then issue an amended Notification of Performance. Resit grades may be reported at Pass, Merit or Distinction levels.

A learner who has achieved a nationally accredited qualification, and who wishes to upgrade the result, must decline the grade awarded before they can retake any units.

Learners who want to reject the grade(s) achieved on a nationally accredited qualification must make a request to decline a grade(s) through their centre.

You'll need to return all certification documentation to us, along with a covering letter explaining why the grade(s) should be declined.

We'll process all requests that we receive within five weeks of the certification issue date free of charge. If you make a request after that, we can only accept it while the learner registration and programme approval are still valid, and we'll charge a duplicate certificate fee.

You must ensure programme assessment records are kept up to date by reporting your learners’ unit grades accurately.

If you wish to amend unit grades before the certificates are issued, email your account specialist as soon as possible so we can make sure you receive the award documentation on time.

If you wish to amend unit grades after the qualification has been issued, you'll need to send us a written explanation.

Where award documentation has already been issued and the amendment doesn't change the overall qualification result, you'll need to return the original Notification of Performance to us so that we can issue a revised document.

Where the amendment changes the overall qualification result, you'll need to return the original qualification certificate and Notification of Performance to us along with the SA16 (BTEC) form.

If we receive your request for an amended certificate more than a month after the certificates have been issued, we'll charge a duplicate certificate fee.

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